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Adopting SupTech for Anti-Money Laundering: A Diagnostic Toolkit

report
posted on 09.12.2020, 05:34 by Rochelle Momberg, Louis de KokerLouis de Koker

The framework presented in this paper assists anti-money laundering and combating financing of terrorism (AML/CFT) supervisory authorities in the analysis of their current data technologies and the identification of potential upgrades. It is presented as a first version to be improved and expanded, informed by user experiences.

The paper starts with a conceptual overview of supervisory technologies (SupTech) and related concepts, briefly setting out the technologies available for implementation to realize a SupTech-supported financial authority. The question-based toolkit then enables a financial authority to consider its current state by examining the supervisory and intelligence lifecycles, enabling financial authorities to work towards their SupTech vision.

History

Publication Date

01/01/2020

Commissioning Body

RegTech for Regulators Accelerator (R2A)

Type of report

Industry research report

Publisher

Bankable Frontiers Associates Global

Place of publication

Boston, MA

Pagination

70p.

Rights Statement

The Author reserves all moral rights over the deposited text and must be credited if any re-use occurs. Documents deposited in OPAL are the Open Access versions of outputs published elsewhere. Changes resulting from the publishing process may therefore not be reflected in this document. The final published version may be obtained via the publisher’s DOI. Please note that additional copyright and access restrictions may apply to the published version.